Financial Advisor A_and_J_Tax_and_Financial_Services

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A&J Tax and Financial Services

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User Type	Advisor
Entity Name	A&J Tax and Financial Services
SEC Registration #
Minimum Invetsment Required	0.0
Assets Under Managment	0.0

Contact Details

Location	Hamden, Connecticut
Address
Postal Code
Country	United States
Phone
Fax
Web Site	http://www.aandjtax.com

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Name	Location		Net Rating
Cooper Financial Service Inc	Hamden	CT	0
A&J Tax and Financial Services	Hamden	CT	0
Cook Pine Capital LLC	Greenwich	CT	0
Omega Financial Advisors LLC	Hartford	CT	0
Whitney Holdings LLC	New Canaan	CT	0
Netfolio Inc.	Greenwich	CT	0
Savings Institute Bank & Trust Comp	Willimantic	CT	0
Ssaris Advisors LLC	Stamford	CT	0
Forest Investment Management LLC	Old Greenwich	CT	0
Sound Financial Advisors	Wilton	CT	0

More Information

Financial advisors use their knowledge of investments, tax laws, and insurance to recommend financial options to individuals. The SEC typically regulates investment advisers that have assets under management in excess of $25,000,000. Investment advisers that do not meet this threshold generally are regulated by the states. The SEC registers IA firms but does not separately register individual representatives of IA firms. The states register IA firms, and many separately register individual investment adviser representatives. Currently, you can only search for IA firms on this website. In the future, this website also will provide the ability to search for individual investment adviser representatives. In 1996 Congress amended the Investment Advisers Act of 1940 to require that the SEC establish a readily accessible electronic process to respond to public inquiries about investment advisers and their disciplinary information. The SEC created this website to satisfy Congress? mandate.

Refer to the following references to for additional information before selecting your Financial Advisor

IARD

Investment Adviser Registration Depository
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U.S. Department of Labor: Financial Advisors

Bureau of Labor Statistics: Financial Advisors
FINRA

Financial Industry Regulatory Authority
AAFM

American Academy of Financial Management
CFP

Certified Financial Planner Board of Standards
FPA

Financial Planning Association

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