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User TypeAdvisor
Entity NameECM Investment Management Inc
Member since12/05/2008
SEC Registration #801-06778
Minimum Invetsment Required0.0
Assets Under Managment0.0
    

Contact Details

 
    
LocationNewport Beach, California
Address610 Newport Center Drive, Suite 220
Postal Code92660
CountryUnited States
Phone(949) 759-9684
Fax(949) 759-9687
Web Sitehttp://www.ECMAdvisors.com
    

Summary

    

ECM Investment Management is an organization of recognized professionals with a total of more than one hundred years of experience in the investment management and securities field. We are recognized by leaders in our profession as having achieved consistent results over the years.


We are a research-oriented investment counseling firm, registered with the Securities and Exchange Commission, and dedicated to the investment success of our clients; including individuals, trusts, institutions, and pension plans.

What sets us apart is our sense of values, adherence to investment policies, dedication to research, belief that making timely investment decisions as well as fundamental research is important, that capital preservation during periods of adversity is essential, and our unmitigated commitment to our clients.

Our sole objective is to actively manage, grow, and protect the assets entrusted to us by our clients.

    

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Financial Advisors in the area

    
    
    
   
 Name Location  Net Rating 
 ECM Investment Management Inc  Newport Beach  CA 1
 Mont Pelerin Capital LLC  Newport Beach  CA 0
 Wealth Management Network LLC  Newport Beach  CA 0
 Knightsbridge Asset Management LLC  Newport Beach  CA 0
 Richter Robert Joseph  Newport Beach  CA 0
 Platinum Capital Management LLC  Newport Beach  CA 0
 Green Street Advisors Inc.  Newport Beach  CA 0
 Double Eagle Partners LLC  Newport Beach  CA 0
 Kicap Management LP  Newport Beach  CA 0
 Farah Advisory Services LLC  Newport Beach  CA 0
    
       
       

More Information

Financial advisors use their knowledge of investments, tax laws, and insurance to recommend financial options to individuals. The SEC typically regulates investment advisers that have assets under management in excess of $25,000,000. Investment advisers that do not meet this threshold generally are regulated by the states. The SEC registers IA firms but does not separately register individual representatives of IA firms. The states register IA firms, and many separately register individual investment adviser representatives. Currently, you can only search for IA firms on this website. In the future, this website also will provide the ability to search for individual investment adviser representatives. In 1996 Congress amended the Investment Advisers Act of 1940 to require that the SEC establish a readily accessible electronic process to respond to public inquiries about investment advisers and their disciplinary information. The SEC created this website to satisfy Congress? mandate.

Refer to the following references to for additional information before selecting your Financial Advisor

       
IARD  Investment Adviser Registration Depository  Investment Adviser Registration Depository
Investment Adviser Search  Search for an Investment Adviser Firm  Search for an Investment Adviser Firm
U.S. Department of Labor: Financial Advisors  Bureau of Labor Statistics  Bureau of Labor Statistics: Financial Advisors
FINRA  Financial Industry Regulatory Authority  Financial Industry Regulatory Authority
AAFM  American Academy of Financial Management  American Academy of Financial Management
CFP  Certified Financial Planner Board of Standards  Certified Financial Planner Board of Standards
FPA  Financial Planning Association  Financial Planning Association
       
   
       
       
       

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