Financial Advisor Schroeder_Braxton__and__Vogt_Inc

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Schroeder Braxton & Vogt Inc.

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User Type	Advisor
Entity Name	Schroeder Braxton & Vogt Inc.
SEC Registration #
Minimum Invetsment Required	0.0
Assets Under Managment	$ 206.3 M

Contact Details

Location	Amherst, New York
Address
Postal Code
Country	United States
Phone
Fax
Web Site	http://www.sbvfinancial.com

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Name	Location		Net Rating
Schroeder Braxton & Vogt Inc.	Amherst	NY	0
Alan R Mollot Associates Ltd	Amherst	NY	0
Summit Financial Strategies Inc	Amherst	NY	0
Upton Advisors LLC	Amherst	NH	0
Arbor Capital Management Corp	Amherst	NY	0
Principle Profits Asset Management	Amherst	MA	0
Tiaa-Cref Tuition Financing Inc.	New York	NY	0
Institutional Investment Advisors C	New York	NY	0
Eldridge Financial Planning LLC	New York	NY	0
Castle Financial Advisors LLC	Hauppauge	NY	0

More Information

Financial advisors use their knowledge of investments, tax laws, and insurance to recommend financial options to individuals. The SEC typically regulates investment advisers that have assets under management in excess of $25,000,000. Investment advisers that do not meet this threshold generally are regulated by the states. The SEC registers IA firms but does not separately register individual representatives of IA firms. The states register IA firms, and many separately register individual investment adviser representatives. Currently, you can only search for IA firms on this website. In the future, this website also will provide the ability to search for individual investment adviser representatives. In 1996 Congress amended the Investment Advisers Act of 1940 to require that the SEC establish a readily accessible electronic process to respond to public inquiries about investment advisers and their disciplinary information. The SEC created this website to satisfy Congress? mandate.

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IARD

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U.S. Department of Labor: Financial Advisors

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FINRA

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AAFM

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CFP

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FPA

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