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to check Aura Asset Management Inc performance against market and other financial advisors in the area.
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Financial Advisors in the area
Name
Location
Net Rating
Aura Asset Management Inc.
Birmingham
AL
0
Johnson Sterling Paul Securities In
Birmingham
AL
0
Sterne Agee Asset Management
Birmingham
AL
0
Calvert Capital Management LLC
Birmingham
AL
0
Professional Asset Strategies LLC
Birmingham
AL
0
Lakeshore Capital LLC
Birmingham
AL
0
PW Advisers Inc
Birmingham
AL
0
Morgan Asset Management Inc.
Birmingham
AL
0
Sebcor Inc.
Birmingham
AL
0
Johnson Sterling Paul Retirement Se
Birmingham
AL
0
More Information
Financial advisors use their knowledge of investments,
tax laws, and insurance to recommend financial options to individuals.
The SEC typically regulates investment advisers that have assets under management in excess of $25,000,000. Investment advisers that do not meet this threshold generally are regulated by the states. The SEC registers IA firms but does not separately register individual representatives of IA firms. The states register IA firms, and many separately register individual investment adviser representatives.
Currently, you can only search for IA firms on this website. In the future, this website also will provide the ability to search for individual investment adviser representatives.
In 1996 Congress amended the Investment Advisers Act of 1940 to require that the SEC establish a readily accessible electronic process to respond to public inquiries about investment advisers and their disciplinary information. The SEC created this website to satisfy Congress? mandate.
Refer to the following references to for additional information before selecting your Financial Advisor
IARD Investment Adviser Registration Depository Investment Adviser Search Search for an Investment Adviser Firm U.S. Department of Labor: Financial Advisors Bureau of Labor Statistics: Financial Advisors FINRA Financial Industry Regulatory Authority AAFM American Academy of Financial Management CFP Certified Financial Planner Board of Standards FPA Financial Planning Association
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